A. Craig Roberts - 19 Oct 2021 Form 4 Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Role
EVP - Guaranty Bank & Trust
Signature
/s/ Shalene A. Jacobson, as attorney-in-fact
Issuer symbol
GNTY
Transactions as of
19 Oct 2021
Transactions value $
$120,000
Form type
4
Filing time
21 Oct 2021, 11:00:13 UTC
Next filing
17 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Options Exercise $120K +5.5K +111.11% $21.82 10.5K 19 Oct 2021 Direct
holding GNTY Common Stock 24.6K 19 Oct 2021 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -5.5K -100% 0 19 Oct 2021 Common Stock 5.5K $21.82 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of five (5) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.