Jason Ryan - 15 Oct 2021 Form 4 Insider Report for Sema4 Holdings Corp. (WGSWW)

Role
Director
Signature
/s/ Daniel Clark, Attorney-in-Fact
Issuer symbol
WGSWW
Transactions as of
15 Oct 2021
Net transactions value
$0
Form type
4
Filing time
19 Oct 2021, 19:24:24 UTC
Previous filing
22 Jul 2021
Next filing
20 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGSWW Employee Stock Option (Right to Buy) Award $0 +22,286 $0.000000 22,286 15 Oct 2021 Class A Common Stock 22,286 $7.79 Direct F1
transaction WGSWW Employee Stock Option (Right to Buy) Award $0 +22,286 $0.000000 22,286 15 Oct 2021 Class A Common Stock 22,286 $7.79 Direct F2
transaction WGSWW Restricted Stock Unit Award $0 +12,836 $0.000000 12,836 15 Oct 2021 Class A Common Stock 12,836 Direct F1, F3
transaction WGSWW Restricted Stock Unit Award $0 +12,836 $0.000000 12,836 15 Oct 2021 Class A Common Stock 12,836 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options and restricted stock units ("RSUs") will vest on the earlier of (i) the date of the next annual meeting of the Issuer's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the Reporting Person continues to provide services to the Issuer through such vesting date.
F2 The stock option shall vest as of 1/36 of the total shares monthly beginning on November 15, 2021 until fully vested, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.
F3 Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
F4 The RSUs will vest in equal annual installments over the three-year period following the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.