Mary Margaret Huizinga - 18 Oct 2021 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Chief Devel. & Medical Officer
Signature
Joyce J. Mason, by Power of Attorney
Issuer symbol
RFL
Transactions as of
18 Oct 2021
Net transactions value
$0
Form type
4
Filing time
19 Oct 2021, 15:48:13 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RFL Employee Stock Option (right to buy) Award $0 +122,341 $0.000000 122,341 18 Oct 2021 Class B Common Stock 122,341 $30.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest as follows: 25% shall vest on October 18, 2022 and additional equity with respect to 2.0833% of the options shall vest on each monthly anniversary thereafter, such that all equity shall vest by October 18, 2025.