David Lebwohl - Oct 14, 2021 Form 4 Insider Report for Intellia Therapeutics, Inc. (NTLA)

Signature
/s/James Basta, Attorney-in-fact
Stock symbol
NTLA
Transactions as of
Oct 14, 2021
Transactions value $
-$277,961
Form type
4
Date filed
10/15/2021, 07:02 PM
Previous filing
Sep 27, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTLA Common Stock Options Exercise $30.3K +2.4K +27.54% $12.62 11.1K Oct 14, 2021 Direct
transaction NTLA Common Stock Sale -$69.9K -551 -4.96% $126.92 10.6K Oct 14, 2021 Direct F1, F2
transaction NTLA Common Stock Sale -$109K -849 -8.04% $127.81 9.71K Oct 14, 2021 Direct F1, F3
transaction NTLA Common Stock Sale -$29K -225 -2.32% $129.01 9.49K Oct 14, 2021 Direct F1, F4
transaction NTLA Common Stock Sale -$68.2K -525 -5.53% $129.83 8.96K Oct 14, 2021 Direct F1, F5
transaction NTLA Common Stock Sale -$32.6K -250 -2.79% $130.47 8.71K Oct 14, 2021 Direct F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTLA Stock Option (right to buy) Options Exercise $0 -2.4K -1.3% $0.00 182K Oct 14, 2021 Common Stock 2.4K $12.62 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.345 to $127.32, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on October 14, 2021 at each separate price.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.38 to $128.26, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on October 14, 2021 at each separate price.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.40 to $129.30, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on October 14, 2021 at each separate price.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.41 to $130.09, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on October 14, 2021 at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.425 to $130.66, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on October 14, 2021 at each separate price.
F7 The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 70,833 shares as of October 14, 2021.