Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ISO | Common Stock | Conversion of derivative security | +6.3M | +1489.02% | 6.73M | Oct 12, 2021 | See footnote | F1, F2, F3 | ||
transaction | ISO | Common Stock | Conversion of derivative security | +1.04M | +2542.1% | 1.08M | Oct 12, 2021 | See footnote | F1, F4, F5 | ||
transaction | ISO | Common Stock | Purchase | $15M | +1M | +92.51% | $15.00* | 2.08M | Oct 12, 2021 | See footnote | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ISO | Series C Redeemable Convertible Preferred Stock | Conversion of derivative security | $0 | -288K | -100% | $0.00* | 0 | Oct 12, 2021 | Common Stock | 2.3M | See footnote | F1, F3 | |
transaction | ISO | Series C-2 Redeemable Convertible Preferred Stock | Conversion of derivative security | $0 | -309K | -100% | $0.00* | 0 | Oct 12, 2021 | Common Stock | 2.47M | See footnote | F1, F3 | |
transaction | ISO | Series D Redeemable Convertible Preferred Stock | Conversion of derivative security | $0 | -191K | -100% | $0.00* | 0 | Oct 12, 2021 | Common Stock | 1.53M | See footnote | F1, F3 | |
transaction | ISO | Series D Redeemable Convertible Preferred Stock | Conversion of derivative security | $0 | -130K | -100% | $0.00* | 0 | Oct 12, 2021 | Common Stock | 1.04M | See footnote | F1, F5 |
Id | Content |
---|---|
F1 | Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. |
F2 | Includes 423,378 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. |
F3 | The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. |
F4 | Includes 40,913 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. |
F5 | The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP. |