Brian Grassadonia - Oct 7, 2021 Form 4 Insider Report for Square, Inc. (SQ)

Role
Cash App Lead
Signature
/s/ Susan Szotek, Attorney-in-Fact
Stock symbol
SQ
Transactions as of
Oct 7, 2021
Transactions value $
-$4,858,516
Form type
4
Date filed
10/12/2021, 05:05 PM
Previous filing
Oct 5, 2021
Next filing
Nov 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SQ Class A Common Stock Options Exercise $30.3K +4.18K +4.36% $7.25* 100K Oct 7, 2021 Direct F1
transaction SQ Class A Common Stock Sale -$4.89M -19.7K -19.64% $248.67 80.4K Oct 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SQ Stock Option (right to buy) Options Exercise $0 -4.18K -1% $0.00 412K Oct 7, 2021 Class A Common Stock 4.18K $7.25 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 20% of the shares subject to the option vested on February 24, 2015 and 1/60th of the shares vested monthly thereafter.