Philip R. Berlinski - Oct 1, 2021 Form 3 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
3
Date filed
10/8/2021, 04:31 PM
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GS Common Stock, par value $0.01 per share 15.9K Oct 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GS Restricted Stock Units Oct 1, 2021 Common Stock, par value $0.01 per share 63.4K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2017 to January 2021. The RSUs will vest on dates ranging from December 2021 to December 2024 and shares of the Issuer's common stock underlying these RSUs ("Common Stock") will be delivered on dates ranging from January 2022 to January 2025, subject to other terms and conditions of the award agreement. The Common Stock generally cannot be sold or transferred before dates ranging from July 2022 to January 2026.