John Patrick Graham - 17 Sep 2021 Form 4/A - Amendment Insider Report for Dutch Bros Inc. (BROS)

Role: Chief Marketing Officer
Signature: /s/ Allison Peth, Attorney-in-Fact for John Patrick Graham
Issuer symbol: BROS
Transactions as of: 17 Sep 2021
Net transactions value: -$7,921,876
Form type: 4/A - Amendment
Filing time: 07 Oct 2021, 21:15:28 UTC
Date Of Original Report: 21 Sep 2021
Previous filing: 20 Sep 2021
Next filing: 12 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BROS	Class A Common Stock	Options Exercise		+436,929			436,929	17 Sep 2021	Direct	F1
transaction	BROS	Class A Common Stock	Tax liability	$7,921,876	-181,903	-42%	$43.55	255,026	17 Sep 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BROS	Restricted Stock Units	Award	$0	+873,857		$0.000000	873,857	17 Sep 2021	Class A Common	873,857		Direct	F1, F2
transaction	BROS	Restricted Stock Units	Options Exercise	$0	-436,929	-50%	$0.000000	436,928	17 Sep 2021	Class A Common	436,929		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.
F2	The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024.