John Graham - Sep 17, 2021 Form 4/A - Amendment Insider Report for Dutch Bros Inc. (BROS)

Signature
/s/ Allison Peth, Attorney-in-Fact for John Patrick Graham
Stock symbol
BROS
Transactions as of
Sep 17, 2021
Transactions value $
-$7,921,876
Form type
4/A - Amendment
Date filed
10/7/2021, 09:15 PM
Date Of Original Report
Sep 21, 2021
Previous filing
Sep 20, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BROS Class A Common Stock Options Exercise +437K 437K Sep 17, 2021 Direct F1
transaction BROS Class A Common Stock Tax liability -$7.92M -182K -41.63% $43.55 255K Sep 17, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BROS Restricted Stock Units Award $0 +874K $0.00 874K Sep 17, 2021 Class A Common 874K Direct F1, F2
transaction BROS Restricted Stock Units Options Exercise $0 -437K -50% $0.00 437K Sep 17, 2021 Class A Common 437K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.
F2 The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024.