Patrick Cs Lo - 05 Oct 2021 Form 4 Insider Report for NETGEAR, INC. (NTGR)

Reporting relationship: CEO
Issuer ticker: NTGR
Reported as of: 05 Oct 2021
Net transaction value: -$224,494
SEC form: 4
Accepted by SEC: 06 Oct 2021, 13:59:01 UTC
Prior SEC filing: 04 Oct 2021
Next SEC filing: 25 Oct 2021
Source filing: View source filing
Reporting owner signature: /s/ Andrew W. Kim, Attorney in Fact

Key filing fact

Patrick Cs Lo filed Form 4 for NETGEAR, INC. (NTGR) on 06 Oct 2021.

Key facts

This page summarizes Patrick Cs Lo's Form 4 filing for NETGEAR, INC. (NTGR).
9 reported transactions and 10 derivative rows are listed below.
Accepted by SEC: 06 Oct 2021, 13:59.

Change

Previous filing in this sequence was filed on 04 Oct 2021.
Current net transaction value: -$224,494.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NTGR transaction

Common Stock

Options Exercise

Transaction value: $183,543
Shares: +7,817
Change %: +7.3%
Price: $23.48
Shares after: 115,044
Date: 05 Oct 2021
Ownership: Direct
Footnotes: F3

NTGR transaction

Common Stock

Sale

Transaction value: $255,538
Shares: -7,817
Change %: -6.8%
Price: $32.69
Shares after: 107,227
Date: 05 Oct 2021
Ownership: Direct
Footnotes: F3, F4

NTGR transaction

Common Stock

Options Exercise

Transaction value: $97,619
Shares: +5,254
Change %: +4.9%
Price: $18.58
Shares after: 112,481
Date: 05 Oct 2021
Ownership: Direct
Footnotes: F3

NTGR transaction

Common Stock

Sale

Transaction value: $171,806
Shares: -5,254
Change %: -4.7%
Price: $32.70
Shares after: 107,227
Date: 05 Oct 2021
Ownership: Direct
Footnotes: F3, F4

NTGR transaction

Common Stock

Options Exercise

Transaction value: $113,080
Shares: +5,853
Change %: +5.5%
Price: $19.32
Shares after: 113,080
Date: 05 Oct 2021
Ownership: Direct
Footnotes: F3

NTGR transaction

Common Stock

Sale

Transaction value: $191,393
Shares: -5,853
Change %: -5.2%
Price: $32.70
Shares after: 107,227
Date: 05 Oct 2021
Ownership: Direct
Footnotes: F3, F4

NTGR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 147,668
Date: 05 Oct 2021
Ownership: See footnote
Footnotes: F1

NTGR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 278,468
Date: 05 Oct 2021
Ownership: See footnote
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NTGR transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -5,853
Change %: -25%
Price: $0.000000
Shares after: 17,222
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,853
Exercise price: $19.32
Footnotes: F3, F9

NTGR transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -5,254
Change %: -23%
Price: $0.000000
Shares after: 17,222
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,254
Exercise price: $18.58
Footnotes: F3, F10

NTGR transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -7,817
Change %: -28%
Price: $0.000000
Shares after: 19,805
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 7,817
Exercise price: $23.48
Footnotes: F3, F10

NTGR holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 613
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 613
Exercise price: $20.98
Footnotes: F5

NTGR holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 245
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 245
Exercise price: $19.69
Footnotes: F6

NTGR holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 668
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 668
Exercise price: $18.60
Footnotes: F7

NTGR holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 725
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 725
Exercise price: $19.33
Footnotes: F8

NTGR holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 115,000
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 115,000
Exercise price: $25.37
Footnotes: F11

NTGR holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 115,000
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 115,000
Exercise price: $41.67
Footnotes: F10

NTGR holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 175,200
Date: 05 Oct 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 175,200
Exercise price: $26.61
Footnotes: F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.

Footnote F2

The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99

Footnote F3

The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.

Footnote F4

The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Footnote F5

25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.

Footnote F6

25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.

Footnote F7

25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.

Footnote F8

25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter

Footnote F9

25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter

Footnote F10

This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Footnote F11

This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates