Shawn Assad - Oct 1, 2021 Form 4 Insider Report for Sema4 Holdings Corp. (WGSWW)

Role
Chief Accounting Officer
Signature
/s/ Daniel Clark, Attorney-in-Fact
Stock symbol
WGSWW
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/5/2021, 09:47 PM
Previous filing
Jul 22, 2021
Next filing
Nov 15, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGSWW Employee Stock Option (Right to Buy) Award $0 +96.8K $0.00 96.8K Oct 1, 2021 Class A Common Stock 96.8K $7.62 Direct F1
transaction WGSWW Restricted Stock Unit Award $0 +167K $0.00 167K Oct 1, 2021 Class A Common Stock 167K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/16th of the total shares vest on October 25, 2021 and November 10, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on May 10, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F2 Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.