Isaac Ro - Oct 1, 2021 Form 4 Insider Report for Sema4 Holdings Corp. (WGSWW)

Role
Chief Financial Officer
Signature
/s/ Daniel Clark, Attorney-in-Fact
Stock symbol
WGSWW
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/5/2021, 09:43 PM
Previous filing
Jul 22, 2021
Next filing
Nov 2, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGSWW Employee Stock Option (Right to Buy) Award $0 +579K $0.00 579K Oct 1, 2021 Class A Common Stock 579K $7.62 Direct F1
transaction WGSWW Restricted Stock Unit Award $0 +1M $0.00 1M Oct 1, 2021 Class A Common Stock 1M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/8th of the total shares vest on October 25, 2021, 1/16th of the total shares vest on November 8, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on February 8, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F2 Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.