Isaac Ro - 01 Oct 2021 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Role
Chief Financial Officer
Signature
/s/ Daniel Clark, Attorney-in-Fact
Issuer symbol
WGS
Transactions as of
01 Oct 2021
Net transactions value
$0
Form type
4
Filing time
05 Oct 2021, 21:43:26 UTC
Previous filing
22 Jul 2021
Next filing
02 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGSWW Employee Stock Option (Right to Buy) Award $0 +578,704 $0.000000 578,704 01 Oct 2021 Class A Common Stock 578,704 $7.62 Direct F1
transaction WGSWW Restricted Stock Unit Award $0 +1,000,000 $0.000000 1,000,000 01 Oct 2021 Class A Common Stock 1,000,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/8th of the total shares vest on October 25, 2021, 1/16th of the total shares vest on November 8, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on February 8, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F2 Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.