Key facts
- This page summarizes Seth Jaffe's Form 4 filing for LEVI STRAUSS & CO (LEVI).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 05 Oct 2021, 20:34.
Seth Jaffe - 01 Oct 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)
- Reporting relationship
- EVP & General Counsel
- Issuer ticker
- LEVI
- Reported as of
- 01 Oct 2021
- Net transaction value
- -$986,443
- SEC form
- 4
- Accepted by SEC
- 05 Oct 2021, 20:34:11 UTC
- Prior SEC filing
- 02 Jul 2021
- Next SEC filing
- 12 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Jedrzejek, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Seth Jaffe filed Form 4 for LEVI STRAUSS & CO (LEVI) on 05 Oct 2021.
Change
- Previous filing in this sequence was filed on 02 Jul 2021.
- Current net transaction value: -$986,443.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LEVI
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +40,124
- Change %
- +34%
- Price
- $0.000000
- Shares after
- 156,578
- Date
- 01 Oct 2021
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LEVI
transaction
Derivative
Stock Appreciation Rights
Options Exercise
- Transaction value
- $0
- Shares
- -113,203
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 113,203
- Exercise price
- $7.42
- Footnotes
- F1, F3, F4
LEVI
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $840,532
- Shares
- +113,203
- Change %
- +50%
- Price
- $7.42
- Shares after
- 341,683
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 113,203
- Exercise price
- Footnotes
- F1, F4
LEVI
transaction
Derivative
Class B Common Stock
Disposed to Issuer
- Transaction value
- $1,826,975
- Shares
- -73,079
- Change %
- -21%
- Price
- $25.00
- Shares after
- 268,604
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 73,079
- Exercise price
- Footnotes
- F1, F4
LEVI
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -40,124
- Change %
- -15%
- Price
- $0.000000
- Shares after
- 228,480
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 40,124
- Exercise price
- Footnotes
- F1, F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
Footnote F2
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Footnote F3
100% of these stock appreciation rights are fully vested.
Footnote F4
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.