Ryan Levenson - Sep 30, 2021 Form 4 Insider Report for Great Lakes Dredge & Dock CORP (GLDD)

Role
Director
Signature
/s/Vivienne R. Schiffer, by Power of Attorney
Stock symbol
GLDD
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 06:09 PM
Previous filing
Jul 2, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GLDD Common Stock 100 Sep 30, 2021 By Privet Fund LP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GLDD Deferred Stock Units Award $0 +2.71K +3.93% $0.00 71.8K Sep 30, 2021 Common Stock 2.71K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 Deferred Stock Units ("DSUs") granted September 30, 2021 and deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.