Mark A. Pompa - Sep 30, 2021 Form 4 Insider Report for APOGEE ENTERPRISES, INC. (APOG)

Role
Director
Signature
/s/ Meghan M. Elliot, Attorney-in-Fact for Mark A. Pompa
Stock symbol
APOG
Transactions as of
Sep 30, 2021
Transactions value $
$26,659
Form type
4
Date filed
10/4/2021, 02:41 PM
Previous filing
Aug 2, 2021
Next filing
Nov 1, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APOG Phantom Stock Units Award $22.5K +596 +7.38% $37.76 8.67K Sep 30, 2021 Common Stock 596 $0.00 Direct F1, F2
transaction APOG Phantom Stock Units Award $1.62K +43 +0.5% $37.76 8.71K Sep 30, 2021 Common Stock 43 $0.00 Direct F1, F2, F3
transaction APOG Deferrred Restricted Stock Units Award $2.53K +67 +0.52% $37.76 13K Sep 30, 2021 Common Stock 67 $0.00 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F2 Settled 1-for-1.
F3 Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
F4 The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F5 Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan.