John Paul Hurtado - Apr 23, 2021 Form 4 Insider Report for Dave & Buster's Entertainment, Inc. (PLAY)

Role
SVP, Chief Information Officer
Signature
Sherri M. Smith, Attorney-in-Fact
Stock symbol
PLAY
Transactions as of
Apr 23, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 08:22 PM
Next filing
Jun 8, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLAY Market Stock Unit Award $0 +1.75K $0.00 1.75K Apr 23, 2021 Common Stock 1.75K Direct F1, F2, F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of performance-based market stock units ("MSUs") under the Issuer's 2014 Omnibus Incentive Plan.
F2 Each MSU represents a contingent right to receive one share of PLAY common stock.
F3 This Form 4 is filed late due to improper characterization of the performance criterion. The sole criterion (other than the passage of time and continued employment) is an increase in the market price of the company's common stock over the designated amount of time; accordingly the grant should have been identified at the date of grant as a derivative security.
F4 The amount reported represents the amount of Earned MSU's payable at target performance; the Reporting Person could earn 0%-200% of the amount reported depending on the level of performance achieved.
F5 The Earned MSU's vest on April 23, 2024.
F6 Not applicable.