Melina E. Higgins - Sep 30, 2021 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
Director
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 04:18 PM
Previous filing
Sep 24, 2021
Next filing
Dec 23, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Deferred Stock Units Award +18.7K +8.88% 229K Sep 30, 2021 Class A Common Stock 18.7K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.
F2 The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6115 per share of Class A Common Stock.