Ronald Sargent - Sep 30, 2021 Form 4 Insider Report for KROGER CO (KR)

Role
Director
Signature
/s/ Ronald L. Sargent, by Dorothy D. Roberts, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Sep 30, 2021
Transactions value $
$40,625
Form type
4
Date filed
10/1/2021, 03:28 PM
Previous filing
Sep 2, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KR Common Stock 125K Sep 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Phantom Stock Award $40.6K +1.03K +1.67% $39.28 63.1K Sep 30, 2021 Common Stock 1.03K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.
F2 Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.