Steven P. James - Sep 28, 2021 Form 4 Insider Report for Allakos Inc. (ALLK)

Role
Director
Signature
/s/ Harlan Baird Radford, by power of attorney
Stock symbol
ALLK
Transactions as of
Sep 28, 2021
Transactions value $
-$430,380
Form type
4
Date filed
9/29/2021, 06:51 PM
Previous filing
Oct 14, 2021
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLK Common Stock Options Exercise $2.1K +4K $0.53* 4K Sep 28, 2021 Direct
transaction ALLK Common Stock Sale -$432K -4K -100% $108.12 0 Sep 28, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALLK Stock Option (Right to buy) Options Exercise $0 -4K -6.74% $0.00 55.4K Sep 28, 2021 Common Stock 4K $0.53 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $108.00 to $108.25 per share. The sale price reported represents the weighted average sale price. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
F2 On April 28, 2016, the Reporting Person was granted an option to purchase 62,880 ordinary shares pursuant to the Company's 2012 Equity Incentive Plan. The option vests as to one forty-eight of the shares on May 28, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.