Mitsui & Co Ltd - Sep 27, 2021 Form 4 Insider Report for Thorne Healthtech, Inc. (THRN)

Role
10%+ Owner
Signature
/s/ Mitsui & Co., LTD., by /s/ Toshitaka Inuzuka, General Manager, NutriScience Division
Stock symbol
THRN
Transactions as of
Sep 27, 2021
Transactions value $
$0
Form type
4
Date filed
9/29/2021, 05:01 PM
Previous filing
Sep 22, 2021
Next filing
Oct 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction THRN Common Stock Conversion of derivative security +13.5M +622.82% 15.7M Sep 27, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction THRN Series E Preferred Stock Conversion of derivative security $0 -13.5M -100% $0.00* 0 Sep 27, 2021 Common Stock 13.5M Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series E Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.