Paul F. Jacobson - 27 Sep 2021 Form 4 Insider Report for Thorne Healthtech, Inc.

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Scott Wheeler, under power of attorney
Issuer symbol
N/A
Transactions as of
27 Sep 2021
Net transactions value
$0
Form type
4
Filing time
28 Sep 2021, 21:09:49 UTC
Previous filing
22 Sep 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction THRN Class B Common Stock Conversion of derivative security -501,515 -100% 0 27 Sep 2021 Direct F1
transaction THRN Common Stock Conversion of derivative security +501,515 +86% 1,085,355 27 Sep 2021 Direct F1, F2
holding THRN Common Stock 1,602,445 27 Sep 2021 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of non-voting Class B Common Stock was automatically converted into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock.
F2 Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3 These securities are held by Diversified Natural Products, Inc., over which the Reporting Person has voting and dispositive power.