Ashok D. Marin - 24 Sep 2021 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Chief Legal Officer
Signature
Joyce J Mason, by Power of Attorney
Issuer symbol
RFL
Transactions as of
24 Sep 2021
Net transactions value
$0
Form type
4
Filing time
28 Sep 2021, 19:39:22 UTC
Previous filing
28 Sep 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RFL Employee Stock Option (right to buy) Award $0 +34,066 $0.000000 34,066 24 Sep 2021 Class B Common Stock 34,066 $37.61 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest as follows: 25% shall vest on September 24, 2022 and additional equity with respect to 2.0833% of the options shall vest on each monthly anniversary thereafter, such that all equity shall vest by September 24, 2025.