John W. Allison - Sep 27, 2021 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Role
Chairman & CEO, Director
Signature
/s/ John W. Allison by Micah Osborne
Stock symbol
HOMB
Transactions as of
Sep 27, 2021
Transactions value $
$462,439
Form type
4
Date filed
9/28/2021, 12:04 PM
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOMB Common Stock Gift $0 -185K -3.36% $0.00 5.32M Jul 26, 2021 Direct F1
transaction HOMB Common Stock Purchase $240K +10K +0.19% $23.98 5.33M Sep 27, 2021 Direct
transaction HOMB Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $223K +9.3K +61.2% $23.93 24.5K Sep 27, 2021 By 401(k) F2
holding HOMB Common Stock - Restricted Stock 200K Sep 27, 2021 Direct F1, F3, F4, F5
holding HOMB Common Stock - Performance Based 100K Sep 27, 2021 Direct F6
holding HOMB Common Stock 5.77K Sep 27, 2021 By IRA
holding HOMB Common Stock 857K Sep 27, 2021 By Wife
holding HOMB Common Stock 67.3K Sep 27, 2021 By Capital Buyers

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOMB Stock Option 100K Sep 27, 2021 Common Stock 100K $8.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person had 50,000 shares of restricted stock vest since the last filing.
F2 Includes 246.4037 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F3 Restricted Stock granted on January 18, 2019 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F4 Restricted Stock granted on February 08, 2021 will cliff vest on the third anniversary of the award date.
F5 Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F6 The Performance Stock awarded on February 8, 2021 will vest in whole or in part after December 31, 2023 upon the certification by the Compensation Committee that certain performance measures have been satisfied.