Patricia A. House - Sep 23, 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Director
Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Sep 23, 2021
Transactions value $
-$2,277,000
Form type
4
Date filed
9/27/2021, 05:43 PM
Previous filing
Sep 14, 2021
Next filing
Oct 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale -$2.28M -46K -51.26% $49.50 43.7K Sep 23, 2021 Direct F1, F2
holding AI Class A Common Stock 218K Sep 23, 2021 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents weighted average sales price. The shares were sold at prices ranging from $49.50 to $49.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 Due to a clerical error, the Reporting Person reported a gift of 79,438 shares on March 5, 2021, to the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020 (indirect ownership). Such gift did not occur. The shares owned following the reported transaction reflects the correction to shares held directly and indirectly.
F3 The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.