Raj B. Upadhyaya - Sep 23, 2021 Form 4 Insider Report for SIGMATRON INTERNATIONAL INC (SGMA)

Role
Executive Vice President
Signature
/s/ Raj B Upadhyaya
Stock symbol
SGMA
Transactions as of
Sep 23, 2021
Transactions value $
-$42,331
Form type
4
Date filed
9/27/2021, 10:18 AM
Previous filing
Sep 24, 2021
Next filing
Oct 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGMA Common Stock Options Exercise $10.4K +3.24K $3.20 3.24K Sep 23, 2021 Direct
transaction SGMA Common Stock Sale -$31.3K -3.24K -100% $9.64 0 Sep 23, 2021 Direct
transaction SGMA Common Stock Options Exercise $17.1K +4K $4.28 4K Sep 23, 2021 Direct
transaction SGMA Common Stock Sale -$38.6K -4K -100% $9.64 0 Sep 23, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGMA Stock Option (right to buy) Options Exercise $0 -3.24K -100% $0.00* 0 Sep 23, 2021 Common Stock 3.24K $3.20 Direct F1, F2
transaction SGMA Stock Option (right to buy) Options Exercise $0 -4K -100% $0.00* 0 Sep 23, 2021 Common Stock 4K $4.28 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 3,244 options exercised as described on this Table II were issued on December 11, 2018, pursuant to and under a single stock option plan and stock option agreement.
F2 This column needs to be blank.
F3 The 4,000 options exercised as described on this Table II were issued on November 20, 2019 pursuant to and under a single stock option plan and stock option agreement.