Raj B. Upadhyaya - 23 Sep 2021 Form 4 Insider Report for SIGMATRON INTERNATIONAL INC (SGMA)

Role
Executive Vice President
Signature
/s/ Raj B Upadhyaya
Issuer symbol
SGMA
Transactions as of
23 Sep 2021
Net transactions value
-$42,331
Form type
4
Filing time
27 Sep 2021, 10:18:51 UTC
Previous filing
24 Sep 2021
Next filing
12 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGMA Common Stock Options Exercise $10,381 +3,244 $3.20 3,244 23 Sep 2021 Direct
transaction SGMA Common Stock Sale $31,272 -3,244 -100% $9.64 0 23 Sep 2021 Direct
transaction SGMA Common Stock Options Exercise $17,120 +4,000 $4.28 4,000 23 Sep 2021 Direct
transaction SGMA Common Stock Sale $38,560 -4,000 -100% $9.64 0 23 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGMA Stock Option (right to buy) Options Exercise $0 -3,244 -100% $0.000000* 0 23 Sep 2021 Common Stock 3,244 $3.20 Direct F1, F2
transaction SGMA Stock Option (right to buy) Options Exercise $0 -4,000 -100% $0.000000* 0 23 Sep 2021 Common Stock 4,000 $4.28 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 3,244 options exercised as described on this Table II were issued on December 11, 2018, pursuant to and under a single stock option plan and stock option agreement.
F2 This column needs to be blank.
F3 The 4,000 options exercised as described on this Table II were issued on November 20, 2019 pursuant to and under a single stock option plan and stock option agreement.