| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NKTR | Common Stock | Award | $0 | +10,200 | +3.7% | $0.000000 | 284,473 | 22 Sep 2021 | Direct | F1, F2 |
| transaction | NKTR | Common Stock | Sale | $82,524 | -4,600 | -1.6% | $17.94 | 279,873 | 22 Sep 2021 | Direct | F3, F4 |
| holding | NKTR | Common Stock | 2,100 | 22 Sep 2021 | by daughter | F5 | |||||
| holding | NKTR | Common Stock | 2,100 | 22 Sep 2021 | by son | F5 | |||||
| holding | NKTR | Common Stock | 2,100 | 22 Sep 2021 | by daughter | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NKTR | Stock Option | Award | $0 | +20,400 | $0.000000 | 20,400 | 22 Sep 2021 | Common Stock | 20,400 | $17.78 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | Common stock was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU awarded represents a contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. |
| F2 | This RSU award vests in full, one year following September 22, 2021. |
| F3 | This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F4 | This transaction was executed in multiple trades at prices ranging from $17.59 to $18.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issues. |
| F5 | The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
| F6 | This stock option vests in equal monthly installments over the one-year period beginning on September 22, 2021. |