| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICE | Common Stock | Options Exercise | $829K | +37K | +2.75% | $22.43 | 1.38M | Sep 22, 2021 | Direct | F1, F2 |
| transaction | ICE | Common Stock | Options Exercise | $1.36M | +52.6K | +3.8% | $25.87 | 1.44M | Sep 22, 2021 | Direct | F1 |
| transaction | ICE | Common Stock | Sale | -$12.7M | -109K | -7.57% | $117.03 | 1.33M | Sep 22, 2021 | Direct | F1, F3 |
| transaction | ICE | Common Stock | Sale | -$42K | -357 | -0.03% | $117.52 | 1.33M | Sep 22, 2021 | Direct | F1, F4, F5 |
| transaction | ICE | Common Stock | Sale | -$7.01M | -59.9K | -1.9% | $117.03 | 3.09M | Sep 22, 2021 | CPEX | F1, F6 |
| transaction | ICE | Common Stock | Sale | -$11.8K | -100 | 0% | $117.52 | 3.09M | Sep 22, 2021 | CPEX | F1, F7 |
| holding | ICE | Common Stock | 81.6K | Sep 22, 2021 | By spouse | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICE | Employee Stock Option (right to buy) Holding | Options Exercise | $0 | -37K | -100% | $0.00* | 0 | Sep 22, 2021 | Common Stock | 37K | $22.43 | Direct | F9 |
| transaction | ICE | Employee Stock Option (right to buy) Holding | Options Exercise | $0 | -52.6K | -100% | $0.00* | 0 | Sep 22, 2021 | Common Stock | 52.6K | $25.87 | Direct | F9 |
| Id | Content |
|---|---|
| F1 | The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. |
| F2 | Amount of securities beneficially owned includes 110 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on June 30, 2021. |
| F3 | The price range for the aggregate amount sold by the direct holder is $116.52 - $117.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. |
| F4 | The price range for the aggregate amount sold by the direct holder is $117.52 - $117.53. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. |
| F5 | The common stock number referred in Table I is an aggregate number and represents 1,254,988 shares of common stock and 71,512 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting. |
| F6 | The price range for the aggregate amount sold by the direct holder is $116.52 - $117.51. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. |
| F7 | These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. |
| F8 | As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. |
| F9 | These options are fully vested. |