MARK A. PARKEY - 22 Sep 2021 Form 4 Insider Report for J. Alexander's Holdings, Inc.

Role
President and CEO
Signature
/s/ Jessica L. Hagler, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
22 Sep 2021
Net transactions value
+$599,963
Form type
4
Filing time
24 Sep 2021, 12:28:39 UTC
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JAX Common Stock Options Exercise $399,973 +38,496 +26% $10.39 186,583 22 Sep 2021 Direct
transaction JAX Common Stock Options Exercise $99,992 +11,235 +6% $8.90 197,818 22 Sep 2021 Direct
transaction JAX Common Stock Options Exercise $99,998 +10,471 +5.3% $9.55 208,289 22 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JAX Stock Option (Right to Buy) Options Exercise $0 -38,496 -70% $0.000000 16,504 22 Sep 2021 Common Stock 38,496 $10.39 Direct F1
transaction JAX Stock Options (Right to Buy) Options Exercise $0 -11,235 -19% $0.000000 48,765 22 Sep 2021 Common Stock 11,235 $8.90 Direct F2
transaction JAX Stock Option (Right to Buy) Options Exercise $0 -10,471 -17% $0.000000 49,529 22 Sep 2021 Common Stock 10,471 $9.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option on October 13, 2015, and the grant vested in four equal installments over a period of four years beginning on the first anniversary of the grant date.
F2 The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option on November 8, 2016, and the grant vested in four equal installments over a period of four years beginning on the first anniversary of the grant date.
F3 The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option on February 21, 2018, and the grant vests in four equal installments over a period of four years beginning on the first anniversary of the grant date.