Mark A. Parkey - Sep 22, 2021 Form 4 Insider Report for J. Alexander's Holdings, Inc. (JAX)

Role
President and CEO
Signature
/s/ Jessica L. Hagler, Attorney-in-Fact
Stock symbol
JAX
Transactions as of
Sep 22, 2021
Transactions value $
$599,963
Form type
4
Date filed
9/24/2021, 12:28 PM
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JAX Common Stock Options Exercise $400K +38.5K +26% $10.39 187K Sep 22, 2021 Direct
transaction JAX Common Stock Options Exercise $100K +11.2K +6.02% $8.90 198K Sep 22, 2021 Direct
transaction JAX Common Stock Options Exercise $100K +10.5K +5.29% $9.55 208K Sep 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JAX Stock Option (Right to Buy) Options Exercise $0 -38.5K -69.99% $0.00 16.5K Sep 22, 2021 Common Stock 38.5K $10.39 Direct F1
transaction JAX Stock Options (Right to Buy) Options Exercise $0 -11.2K -18.73% $0.00 48.8K Sep 22, 2021 Common Stock 11.2K $8.90 Direct F2
transaction JAX Stock Option (Right to Buy) Options Exercise $0 -10.5K -17.45% $0.00 49.5K Sep 22, 2021 Common Stock 10.5K $9.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option on October 13, 2015, and the grant vested in four equal installments over a period of four years beginning on the first anniversary of the grant date.
F2 The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option on November 8, 2016, and the grant vested in four equal installments over a period of four years beginning on the first anniversary of the grant date.
F3 The reporting person is a participant in the Issuer's 2015 Equity Incentive Plan and received a stock option on February 21, 2018, and the grant vests in four equal installments over a period of four years beginning on the first anniversary of the grant date.