| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +6K | +1013.51% | 6.59K | Sep 21, 2021 | Direct | F1, F2 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$162K | -6K | -91.02% | $27.02 | 592 | Sep 21, 2021 | Direct | F1, F3 |
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +114K | +19256.76% | 115K | Sep 22, 2021 | Direct | F2, F4 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$3.13M | -114K | -99.48% | $27.43 | 592 | Sep 22, 2021 | Direct | F4, F5 |
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +162K | +27334.46% | 162K | Sep 23, 2021 | Direct | F2, F6 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$3.69M | -129K | -79.55% | $28.54 | 33.2K | Sep 23, 2021 | Direct | F6, F7 |
| transaction | PLTR | Class A Common Stock | Sale | -$948K | -32.6K | -98.22% | $29.08 | 592 | Sep 23, 2021 | Direct | F6, F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -6K | -0.06% | $0.00 | 10.8M | Sep 21, 2021 | Class A Common Stock | 6K | Direct | F1, F2 | |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -114K | -1.06% | $0.00 | 10.7M | Sep 22, 2021 | Class A Common Stock | 114K | Direct | F2, F4 | |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -162K | -1.52% | $0.00 | 10.5M | Sep 23, 2021 | Class A Common Stock | 162K | Direct | F2, F6 |
| Id | Content |
|---|---|
| F1 | This transaction is part of a related series of transactions undertaken on September 21, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 6,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. |
| F2 | The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| F3 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $27.00 to $27.13. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F4 | This transaction is part of a related series of transactions undertaken on September 22, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 114,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. |
| F5 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $27.00 to $27.75. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F6 | This transaction is part of a related series of transactions undertaken on September 23, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 161,820 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market. |
| F7 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $28.00 to $28.99. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (8) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F8 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $29.00 to $29.18. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
Officer title: President and Secretary