Jeffrey W. Sherman - Sep 21, 2021 Form 4 Insider Report for Horizon Therapeutics Public Ltd Co (HZNP)

Role
EVP and Chief Medical Officer
Signature
/s/ Miles W. McHugh, Attorney-in-Fact
Stock symbol
HZNP
Transactions as of
Sep 21, 2021
Transactions value $
-$4,737,688
Form type
4
Date filed
9/23/2021, 05:00 PM
Previous filing
Jul 30, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZNP Ordinary Shares Gift $0 -4.04K -30.72% $0.00 9.12K Sep 3, 2021 Direct
transaction HZNP Ordinary Shares Gift $0 +4.04K +17.55% $0.00 27.1K Sep 3, 2021 See footnote F1
transaction HZNP Ordinary Shares Options Exercise $352K +46.3K +507.64% $7.61 55.4K Sep 21, 2021 Direct
transaction HZNP Ordinary Shares Sale -$5.09M -46.3K -83.54% $110.00 9.12K Sep 21, 2021 Direct F2
holding HZNP Ordinary Shares 66.7K Sep 21, 2021 By Spouse
holding HZNP Ordinary Shares 106K Sep 21, 2021 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HZNP Stock Option (Right to Buy) Options Exercise $0 -46.3K -81.18% $0.00 10.7K Sep 21, 2021 Ordinary Shares 46.3K $7.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held in the Jeffrey W. Sherman Living Trust.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2021.
F3 The shares are held in the name of the Jeffrey W. Sherman 2020 Gift Trust, of which the reporting person's spouse is the Trustee.
F4 The stock option is fully vested and exercisable.