Raj B. Upadhyaya - Sep 21, 2021 Form 4 Insider Report for SIGMATRON INTERNATIONAL INC (SGMA)

Role
Executive Vice President
Signature
/s/ Raj B. Upadhyaya
Stock symbol
SGMA
Transactions as of
Sep 21, 2021
Transactions value $
-$30,769
Form type
4
Date filed
9/23/2021, 09:55 AM
Previous filing
Jul 19, 2021
Next filing
Sep 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGMA Common Stock Options Exercise $19.1K +5.31K $3.60 5.31K Sep 21, 2021 Direct
transaction SGMA Common Stock Sale -$49.9K -5.31K -100% $9.40 0 Sep 21, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGMA Stock Option (right to buy) Options Exercise $0 -1.91K -100% $0.00* 0 Sep 21, 2021 Common Stock 1.91K $3.60 Direct F1, F2
transaction SGMA Stock Option (right to buy) Options Exercise $0 -3.4K -100% $0.00* 0 Sep 21, 2021 Common Stock 3.4K $3.60 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 5,305 options exercised as described on this Table II were issued on July 19, 2012, pursuant to and under a single stock option plan and stock option agreement. The exercise of these options are disclosed as two entries solely as a result of the different exercise dates.
F2 This column needs to be blank.