Raj B. Upadhyaya - 21 Sep 2021 Form 4 Insider Report for SIGMATRON INTERNATIONAL INC (SGMA)

Role
Executive Vice President
Signature
/s/ Raj B. Upadhyaya
Issuer symbol
SGMA
Transactions as of
21 Sep 2021
Net transactions value
-$30,769
Form type
4
Filing time
23 Sep 2021, 09:55:14 UTC
Previous filing
19 Jul 2021
Next filing
24 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGMA Common Stock Options Exercise $19,098 +5,305 $3.60 5,305 21 Sep 2021 Direct
transaction SGMA Common Stock Sale $49,867 -5,305 -100% $9.40 0 21 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGMA Stock Option (right to buy) Options Exercise $0 -1,905 -100% $0.000000* 0 21 Sep 2021 Common Stock 1,905 $3.60 Direct F1, F2
transaction SGMA Stock Option (right to buy) Options Exercise $0 -3,400 -100% $0.000000* 0 21 Sep 2021 Common Stock 3,400 $3.60 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 5,305 options exercised as described on this Table II were issued on July 19, 2012, pursuant to and under a single stock option plan and stock option agreement. The exercise of these options are disclosed as two entries solely as a result of the different exercise dates.
F2 This column needs to be blank.