Kirin Holdings Company, Ltd /FI - Sep 22, 2021 Form 3 Insider Report for Thorne Healthtech, Inc. (THRN)

Role
10%+ Owner
Signature
/s/ Toru Yoshimura
Stock symbol
THRN
Transactions as of
Sep 22, 2021
Transactions value $
$0
Form type
3
Date filed
9/22/2021, 07:12 PM
Next filing
Sep 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding THRN Class A Common Stock 2.17M Sep 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding THRN Series E Convertible Preferred Stock Sep 22, 2021 Common Stock 13.5M Direct F1, F2
holding THRN Warrant Sep 22, 2021 Common Stock 56.5K $5.12 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the completion of the Issuer's initial public offering of Common Stock, the Class A Common Stock shall be re-named Common Stock.
F2 The Series E Convertible Preferred Stock is convertible into Common Stock on a 1 for 1 basis and shall be automatically converted into shares of Common Stock at the then effective conversion price upon the closing of the Issuer's initial public offering.
F3 All of the shares subject to the warrant are fully vested and exercisable of the date hereof.