Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FORG | Common Stock | Conversion of derivative security | $0 | +8.42M | $0.00 | 8.42M | Sep 20, 2021 | See Footnote | F1, F2, F3, F4, F5, F6, F7 | |
transaction | FORG | Common Stock | Conversion of derivative security | $0 | +128K | $0.00 | 128K | Sep 20, 2021 | See Footnote | F1, F2, F3, F4, F5, F7, F8 | |
transaction | FORG | Common Stock | Other | $0 | -8.42M | -100% | $0.00* | 0 | Sep 20, 2021 | See Footnote | F1, F6, F7 |
transaction | FORG | Common Stock | Other | $0 | -128K | -100% | $0.00* | 0 | Sep 20, 2021 | See Footnote | F1, F7, F8 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FORG | Series B Preferred Stock | Conversion of derivative security | $0 | -6.66M | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 6.66M | See Footnote | F2, F6, F7 | |
transaction | FORG | Series B Preferred Stock | Conversion of derivative security | $0 | -101K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 101K | See Footnote | F2, F7, F8 | |
transaction | FORG | Series C Preferred Stock | Conversion of derivative security | $0 | -1.18M | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 1.18M | See Footnote | F3, F6, F7 | |
transaction | FORG | Series C Preferred Stock | Conversion of derivative security | $0 | -18K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 18K | See Footnote | F3, F7, F8 | |
transaction | FORG | Series D Preferred Stock | Conversion of derivative security | $0 | -372K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 372K | See Footnote | F4, F6, F7 | |
transaction | FORG | Series D Preferred Stock | Conversion of derivative security | $0 | -5.66K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 5.66K | See Footnote | F4, F7, F8 | |
transaction | FORG | Series E Preferred Stock | Conversion of derivative security | $0 | -204K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 204K | See Footnote | F5, F6, F7 | |
transaction | FORG | Series E Preferred Stock | Conversion of derivative security | $0 | -3.11K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 3.11K | See Footnote | F5, F7, F8 | |
transaction | FORG | Class B Common Stock | Other | $0 | +8.42M | $0.00 | 8.42M | Sep 20, 2021 | Class A Common Stock | 8.42M | See Footnote | F1, F6, F7 | ||
transaction | FORG | Class B Common Stock | Other | $0 | +128K | $0.00 | 128K | Sep 20, 2021 | Class A Common Stock | 128K | See Footnote | F1, F7, F8 |
Id | Content |
---|---|
F1 | Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. |
F2 | Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F3 | Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F4 | Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F5 | Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F6 | Shares are held by Foundation Capital VII, L.P. ("FC VII"). Foundation Capital Management Co. VII, L.L.C. ("Management") is the general partner of FC VII and Management may be deemed to beneficially own the shares held by FC VII. |
F7 | Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
F8 | Shares are held by Foundation Capital VII Principals Fund, L.L.C. ("Principals"). Management is the manager of Principals and Management may be deemed to beneficially own the shares held by Principals. |