Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FORG | Common Stock | Conversion of derivative security | $0 | +12.5M | +3728.41% | $0.00 | 12.8M | Sep 20, 2021 | By: Accel London III L.P. | F1, F2, F3, F4, F5, F6, F7 |
transaction | FORG | Common Stock | Conversion of derivative security | $0 | +283K | +3728.57% | $0.00 | 291K | Sep 20, 2021 | By: Accel London Investors 2012 L.P. | F1, F2, F3, F4, F5, F6, F8 |
transaction | FORG | Common Stock | Other | $0 | -12.8M | -100% | $0.00* | 0 | Sep 20, 2021 | By: Accel London III L.P. | F1, F2, F3, F4, F5, F6, F7 |
transaction | FORG | Common Stock | Other | $0 | -291K | -100% | $0.00* | 0 | Sep 20, 2021 | By: Accel London Investors 2012 L.P. | F1, F2, F3, F4, F5, F6, F8 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FORG | Series A Preferred Stock | Conversion of derivative security | $0 | -6.52M | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 6.52M | By: Accel London III L.P. | F2, F7 | |
transaction | FORG | Series A Preferred Stock | Conversion of derivative security | $0 | -148K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 148K | By: Accel London Investors 2012 L.P. | F2, F8 | |
transaction | FORG | Series B Preferred Stock | Conversion of derivative security | $0 | -2.2M | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 2.2M | By: Accel London III L.P. | F3, F7 | |
transaction | FORG | Series B Preferred Stock | Conversion of derivative security | $0 | -50K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 50K | By: Accel London Investors 2012 L.P. | F3, F8 | |
transaction | FORG | Series C Preferred Stock | Conversion of derivative security | $0 | -1.55M | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 1.55M | By: Accel London III L.P. | F4, F7 | |
transaction | FORG | Series C Preferred Stock | Conversion of derivative security | $0 | -35.2K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 35.2K | By: Accel London Investors 2012 L.P. | F4, F8 | |
transaction | FORG | Series D Preferred Stock | Conversion of derivative security | $0 | -1.69M | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 1.69M | By: Accel London III L.P. | F5, F7 | |
transaction | FORG | Series D Preferred Stock | Conversion of derivative security | $0 | -38.3K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 38.3K | By: Accel London Investors 2012 L.P. | F5, F8 | |
transaction | FORG | Series E Preferred Stock | Conversion of derivative security | $0 | -507K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 507K | By: Accel London III L.P. | F1, F6 | |
transaction | FORG | Series E Preferred Stock | Conversion of derivative security | $0 | -11.5K | -100% | $0.00* | 0 | Sep 20, 2021 | Common Stock | 11.5K | By: Accel London Investors 2012 L.P. | F6, F8 | |
transaction | FORG | Class B Common Stock | Other | $0 | +12.8M | $0.00 | 12.8M | Sep 20, 2021 | Class A Common Stock | 12.8M | By: Accel London III L.P. | F1, F7 | ||
transaction | FORG | Class B Common Stock | Other | $0 | +291K | $0.00 | 291K | Sep 20, 2021 | Class A Common Stock | 291K | By: Accel London Investors 2012 L.P. | F1, F8 |
Id | Content |
---|---|
F1 | Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. |
F2 | Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F3 | Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F4 | Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F5 | Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F6 | Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. |
F7 | Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |
F8 | Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. |