Kenneth Shropshire - Sep 17, 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire
Stock symbol
MC
Transactions as of
Sep 17, 2021
Transactions value $
$0
Form type
4
Date filed
9/21/2021, 08:20 PM
Previous filing
Jul 6, 2021
Next filing
Nov 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC 2020 Annual Restricted Stock Units Award +14 +0.97% 1.45K Sep 17, 2021 Direct F1, F2
transaction MC 2021 Annual Restricted Stock Units Award +12.1 +0.97% 1.26K Sep 17, 2021 Direct F1, F3
transaction MC 2021 Elective Restricted Stock Units Award +1.72 +0.97% 179 Sep 17, 2021 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
F2 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
F3 2021 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2021. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
F4 2021 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2021. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.