KENNETH MOELIS - 17 Sep 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Chairman, CEO, Director, 10%+ Owner
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Issuer symbol
MC
Transactions as of
17 Sep 2021
Net transactions value
$0
Form type
4
Filing time
21 Sep 2021, 20:13:15 UTC
Previous filing
20 Sep 2021
Next filing
01 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs Award $0 +265 +0.97% $0.000000 27,654 17 Sep 2021 Class A Common Stock 265 $0.000000 Direct F1, F2
transaction MC 2017 Incentive RSUs Award $0 +432 +0.97% $0.000000 45,013 17 Sep 2021 Class A Common Stock 432 $0.000000 Direct F1, F3
transaction MC 2017 Long Term Incentive Award Award $0 +104 +0.97% $0.000000 10,847 17 Sep 2021 Class A Common Stock 104 $0.000000 Direct F1, F4
transaction MC 2018 Incentive RSUs Award $0 +765 +0.97% $0.000000 79,690 17 Sep 2021 Class A Common Stock 765 $0.000000 Direct F1, F5
transaction MC 2019 Long Term Incentive Award Award $0 +1,402 +0.97% $0.000000 146,007 17 Sep 2021 Class A Common Stock 1,402 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.