David L. Treadwell - Sep 17, 2021 Form 4 Insider Report for U.S. WELL SERVICES, INC. (USWS)

Role
Director
Signature
/s/ Erin C. Simonson, Attorney-in-Fact
Stock symbol
USWS
Transactions as of
Sep 17, 2021
Transactions value $
$262,001
Form type
4
Date filed
9/20/2021, 07:34 PM
Previous filing
Aug 18, 2021
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USWS Class A Common Stock Conversion of derivative security $262K +851K +167.09% $0.31 1.36M Sep 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USWS Series B Redeemable Convertible Preferred Stock Conversion of derivative security $0 -200 -100% $0.00* 0 Sep 17, 2021 Class A Common Stock 851K $0.31 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.