DAVID L. TREADWELL - 17 Sep 2021 Form 4 Insider Report for U.S. WELL SERVICES, INC. (USWS)

Role
Director
Signature
/s/ Erin C. Simonson, Attorney-in-Fact
Issuer symbol
USWS
Transactions as of
17 Sep 2021
Net transactions value
+$262,001
Form type
4
Filing time
20 Sep 2021, 19:34:20 UTC
Previous filing
18 Aug 2021
Next filing
20 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USWS Class A Common Stock Conversion of derivative security $262,001 +850,651 +167% $0.3080 1,359,753 17 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USWS Series B Redeemable Convertible Preferred Stock Conversion of derivative security $0 -200 -100% $0.000000* 0 17 Sep 2021 Class A Common Stock 850,651 $0.3080 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series B Redeemable Preferred Stock was convertible into Class A Common Stock of the Issuer at a price per share of $0.308. On September 17, 2021, each share of Series B Redeemable Preferred Stock converted into Class A Common Stock of the Issuer.