Edward Y. Abbo - 16 Sep 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Technology Officer
Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
16 Sep 2021
Net transactions value
-$1,745,683
Form type
4
Filing time
20 Sep 2021, 18:00:41 UTC
Previous filing
08 Sep 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Common Stock Sale $1,360,879 -27,147 -5.4% $50.13 472,837 16 Sep 2021 Direct F1, F2
transaction AI Common Stock Sale $384,804 -7,560 -1.6% $50.90 465,277 16 Sep 2021 Direct F1, F3
holding AI Common Stock 54,666 16 Sep 2021 See Footnote F4
holding AI Common Stock 123,921 16 Sep 2021 See Footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $49.76 to $50.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Represents weighted average sales price. The shares were sold at prices ranging from $50.76 to $51.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee.
F5 The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.