Natalia Mirgorodskaya - 25 Aug 2021 Form 4/A - Amendment Insider Report for Upstart Holdings, Inc. (UPST)

Role
Corporate Controller
Signature
/s/ Christopher Ing, by power of attorney
Issuer symbol
UPST
Transactions as of
25 Aug 2021
Net transactions value
-$66,515
Form type
4/A - Amendment
Filing time
17 Sep 2021, 21:57:54 UTC
Date Of Original Report
27 Aug 2021
Previous filing
17 Sep 2021
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPST Common Stock Sale $66,515 -304 -1.3% $218.80* 23,241 25 Aug 2021 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.
F2 The original Form 4 filed August 27, 2021 is amended to reflect that 304 shares, not 271 shares, were sold on August 25, 2021.
F3 Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan.
F4 Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU