Duston Williams - 15 Sep 2021 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Financial Officer
Signature
/s/ Hae Cheong Chang, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
15 Sep 2021
Net transactions value
-$807,085
Form type
4
Filing time
17 Sep 2021, 19:26:50 UTC
Previous filing
13 Jul 2021
Next filing
12 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +7,500 +3% $0.000000 256,284 15 Sep 2021 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +6,250 +2.4% $0.000000 262,534 15 Sep 2021 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +9,375 +3.6% $0.000000 271,909 15 Sep 2021 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +14,734 +5.4% $0.000000 286,643 15 Sep 2021 Direct
transaction NTNX Class A Common Stock Sale $807,085 -19,336 -6.7% $41.74 267,307 16 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 +7,500 $0.000000 7,500 15 Sep 2021 Class A Common Stock 7,500 Direct F2, F3
transaction NTNX Restricted Stock Units Options Exercise $0 +6,250 +25% $0.000000 31,250 15 Sep 2021 Class A Common Stock 6,250 Direct F2, F4
transaction NTNX Restricted Stock Units Options Exercise $0 +9,375 +14% $0.000000 75,000 15 Sep 2021 Class A Common Stock 9,375 Direct F2, F5
transaction NTNX Restricted Stock Units Options Exercise $0 +14,734 +9.1% $0.000000 176,811 15 Sep 2021 Class A Common Stock 14,734 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F3 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F4 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F5 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F6 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.