Tyler Wall - 15 Sep 2021 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Legal Officer
Signature
/s/ Hae Cheong Chang, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
15 Sep 2021
Net transactions value
-$637,871
Form type
4
Filing time
17 Sep 2021, 19:24:46 UTC
Previous filing
21 Jun 2021
Next filing
06 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +18,750 +15% $0.000000 147,085 15 Sep 2021 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +4,688 +3.2% $0.000000 151,773 15 Sep 2021 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +6,483 +4.3% $0.000000 158,256 15 Sep 2021 Direct
transaction NTNX Class A Common Stock Sale $637,871 -15,282 -9.7% $41.74 142,974 16 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -18,750 -50% $0.000000 18,750 15 Sep 2021 Class A Common Stock 18,750 Direct F2, F3
transaction NTNX Restricted Stock Units Options Exercise $0 -4,688 -11% $0.000000 37,500 15 Sep 2021 Class A Common Stock 4,688 Direct F2, F4
transaction NTNX Restricted Stock Units Options Exercise $0 -6,483 -7.7% $0.000000 77,797 15 Sep 2021 Class A Common Stock 6,483 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F3 The RSUs vest as to 25% of the underlying shares on December 15, 2018, with 1/16th of the remaining shares to vest quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F4 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F5 The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.