Fritz Prinz - 15 Sep 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Role
Director
Signature
/s/ Michael O. McCarthy, III, attorney-in-fact
Issuer symbol
QS
Transactions as of
15 Sep 2021
Net transactions value
$0
Form type
4
Filing time
17 Sep 2021, 17:19:56 UTC
Previous filing
03 Aug 2021
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QS Class A Common Stock Conversion of derivative security +1,000,000 1,000,000 15 Sep 2021 Direct F1
holding QS Class A Common Stock 250,000 15 Sep 2021 By Marie Helene Prinz 2019 Trust dated June 17, 2019
holding QS Class A Common Stock 250,000 15 Sep 2021 By Benedikt Prinz 2019 Trust dated June 17, 2019

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QS Class B Common Stock Conversion of derivative security $0 -1,000,000 -13% $0.000000 6,890,327 15 Sep 2021 Class A Common Stock 1,000,000 Direct F1
holding QS Class B Common Stock 1,090,582 15 Sep 2021 Class A Common Stock 1,090,582 By Marie Helene Prinz 2019 Trust dated June 17, 2019 F1
holding QS Class B Common Stock 1,090,582 15 Sep 2021 Class A Common Stock 1,090,582 By: Benedikt Prinz 2019 Trust dated June 17, 2019 F1
holding QS Class B Common Stock 1,206,525 15 Sep 2021 Class A Common Stock 1,206,525 By: Gertrude Prinz Annuity Trust dated August 31, 2020 F1
holding QS Class B Common Stock 1,206,525 15 Sep 2021 Class A Common Stock 1,206,525 By: Friedrich Prinz Annuity Trust dated August 31, 2020 F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.