Fritz Prinz - Sep 15, 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Role
Director
Signature
/s/ Michael O. McCarthy, III, attorney-in-fact
Stock symbol
QS
Transactions as of
Sep 15, 2021
Transactions value $
$0
Form type
4
Date filed
9/17/2021, 05:19 PM
Previous filing
Aug 3, 2021
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QS Class A Common Stock Conversion of derivative security +1M 1M Sep 15, 2021 Direct F1
holding QS Class A Common Stock 250K Sep 15, 2021 By Marie Helene Prinz 2019 Trust dated June 17, 2019
holding QS Class A Common Stock 250K Sep 15, 2021 By Benedikt Prinz 2019 Trust dated June 17, 2019

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QS Class B Common Stock Conversion of derivative security $0 -1M -12.67% $0.00 6.89M Sep 15, 2021 Class A Common Stock 1M Direct F1
holding QS Class B Common Stock 1.09M Sep 15, 2021 Class A Common Stock 1.09M By Marie Helene Prinz 2019 Trust dated June 17, 2019 F1
holding QS Class B Common Stock 1.09M Sep 15, 2021 Class A Common Stock 1.09M By: Benedikt Prinz 2019 Trust dated June 17, 2019 F1
holding QS Class B Common Stock 1.21M Sep 15, 2021 Class A Common Stock 1.21M By: Gertrude Prinz Annuity Trust dated August 31, 2020 F1
holding QS Class B Common Stock 1.21M Sep 15, 2021 Class A Common Stock 1.21M By: Friedrich Prinz Annuity Trust dated August 31, 2020 F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.