Michael J. Koss Jr. - 15 Sep 2021 Form 4 Insider Report for KOSS CORP (KOSS)

Role
VP - Marketing & Product
Signature
/s/ David D. Smith, as attorney-in-fact
Issuer symbol
KOSS
Transactions as of
15 Sep 2021
Net transactions value
-$363,816
Form type
4
Filing time
17 Sep 2021, 16:05:26 UTC
Previous filing
26 Aug 2021
Next filing
17 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KOSS Common Stock Options Exercise $43,800 +15,000 +58% $2.92 41,000 15 Sep 2021 Direct
transaction KOSS Common Stock Options Exercise $19,723 +9,089 +22% $2.17 50,089 15 Sep 2021 Direct
transaction KOSS Common Stock Sale $427,339 -24,089 -48% $17.74 26,000 15 Sep 2021 Direct
holding KOSS Common Stock 11 15 Sep 2021 ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOSS Stock Option (right to buy) Options Exercise $0 -15,000 -50% $0.000000 15,000 15 Sep 2021 Common Stock 15,000 $2.92 Direct F1
transaction KOSS Stock Option (right to buy) Options Exercise $0 -9,089 -30% $0.000000 20,911 15 Sep 2021 Common Stock 9,089 $2.17 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on July 25, 2019.
F2 This option vests in four equal annual installments beginning on July 24, 2020.