John R. Jacobsen - Sep 14, 2021 Form 4 Insider Report for DICE Therapeutics, Inc. (DICE)

Role
CSO
Signature
/s/ Scott Robertson as attorney-in-fact for John R. Jacobsen
Stock symbol
DICE
Transactions as of
Sep 14, 2021
Transactions value $
$0
Form type
4
Date filed
9/16/2021, 09:23 PM
Next filing
Apr 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DICE Common Stock 185K Sep 14, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DICE Stock Option (right to buy) Award $0 +4.37K $0.00 4.37K Sep 14, 2021 Common Stock 4.37K $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +922 $0.00 922 Sep 14, 2021 Common Stock 922 $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +1.28K $0.00 1.28K Sep 14, 2021 Common Stock 1.28K $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +4.23K $0.00 4.23K Sep 14, 2021 Common Stock 4.23K $17.00 Direct F4
transaction DICE Stock Option (right to buy) Award $0 +1.34K $0.00 1.34K Sep 14, 2021 Common Stock 1.34K $17.00 Direct F5
transaction DICE Stock Option (right to buy) Award $0 +4.41K $0.00 4.41K Sep 14, 2021 Common Stock 4.41K $17.00 Direct F6
transaction DICE Stock Option (right to buy) Award $0 +14.3K $0.00 14.3K Sep 14, 2021 Common Stock 14.3K $17.00 Direct F7
transaction DICE Stock Option (right to buy) Award $0 +7.58K $0.00 7.58K Sep 14, 2021 Common Stock 7.58K $17.00 Direct F8
transaction DICE Stock Option (right to buy) Award $0 +11.1K $0.00 11.1K Sep 14, 2021 Common Stock 11.1K $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +8.52K $0.00 8.52K Sep 14, 2021 Common Stock 8.52K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +1.25K $0.00 1.25K Sep 14, 2021 Common Stock 1.25K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +1.53K $0.00 1.53K Sep 14, 2021 Common Stock 1.53K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +4.08K $0.00 4.08K Sep 14, 2021 Common Stock 4.08K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +1.25K $0.00 1.25K Sep 14, 2021 Common Stock 1.25K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +3.75K $0.00 3.75K Sep 14, 2021 Common Stock 3.75K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +12.2K $0.00 12.2K Sep 14, 2021 Common Stock 12.2K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +6.25K $0.00 6.25K Sep 14, 2021 Common Stock 6.25K $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +7.5K $0.00 7.5K Sep 14, 2021 Common Stock 7.5K $17.00 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares of Common Stock reported in the Reporting Holder's Form 3 reflected the conversion of derivative securities based on the midpoint of the Issuer's initial public offering range of $16.00 per share. The number of shares of Common Stock reflected in this Form 4 reflects the adjusted number of shares issued based on the higher initial public offering price of $17.00 per share, and does not reflect a disposition of shares.
F2 Certain of the shares are subject to the Issuer's right of repurchase if underlying vesting conditions are not met.
F3 The option is fully vested and exercisable.
F4 The option vests as to 1/48th of the total shares monthly, beginning January 1, 2018, subject to the Reporting Holder's continuing employment with the Registrant.
F5 The option vests as to 1/48th of the total shares monthly, beginning February 28, 2019, subject to the Reporting Holder's continuing employment with the Registrant.
F6 The option vests as to 1/48th of the total shares monthly, beginning September 10, 2019, subject to the Reporting Holder's continuing employment with the Registrant.
F7 The option vests as to 1/48th of the total shares monthly, beginning January 1, 2020, subject to the Reporting Holder's continuing employment with the Registrant.
F8 The option vests as to 1/48th of the total shares monthly, beginning August 27, 2020, subject to the Reporting Holder's continuing employment with the Registrant.
F9 The option vests as to 1/48th of the total shares monthly, beginning March 18, 2021, subject to the Reporting Holder's continuing employment with the Registrant.
F10 The option vests as to 1/48th of the total shares monthly, beginning August 20, 2021, subject to the Reporting Holder's continuing employment with the Registrant.