John R. Jacobsen - 14 Sep 2021 Form 4 Insider Report for DICE Therapeutics, Inc.

Role
CSO
Signature
/s/ Scott Robertson as attorney-in-fact for John R. Jacobsen
Issuer symbol
N/A
Transactions as of
14 Sep 2021
Net transactions value
$0
Form type
4
Filing time
16 Sep 2021, 21:23:02 UTC
Next filing
19 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DICE Common Stock 185,006 14 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DICE Stock Option (right to buy) Award $0 +4,367 $0.000000 4,367 14 Sep 2021 Common Stock 4,367 $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +922 $0.000000 922 14 Sep 2021 Common Stock 922 $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +1,278 $0.000000 1,278 14 Sep 2021 Common Stock 1,278 $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +4,229 $0.000000 4,229 14 Sep 2021 Common Stock 4,229 $17.00 Direct F4
transaction DICE Stock Option (right to buy) Award $0 +1,344 $0.000000 1,344 14 Sep 2021 Common Stock 1,344 $17.00 Direct F5
transaction DICE Stock Option (right to buy) Award $0 +4,408 $0.000000 4,408 14 Sep 2021 Common Stock 4,408 $17.00 Direct F6
transaction DICE Stock Option (right to buy) Award $0 +14,341 $0.000000 14,341 14 Sep 2021 Common Stock 14,341 $17.00 Direct F7
transaction DICE Stock Option (right to buy) Award $0 +7,579 $0.000000 7,579 14 Sep 2021 Common Stock 7,579 $17.00 Direct F8
transaction DICE Stock Option (right to buy) Award $0 +11,064 $0.000000 11,064 14 Sep 2021 Common Stock 11,064 $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +8,520 $0.000000 8,520 14 Sep 2021 Common Stock 8,520 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +1,250 $0.000000 1,250 14 Sep 2021 Common Stock 1,250 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +1,525 $0.000000 1,525 14 Sep 2021 Common Stock 1,525 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +4,075 $0.000000 4,075 14 Sep 2021 Common Stock 4,075 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +1,250 $0.000000 1,250 14 Sep 2021 Common Stock 1,250 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +3,750 $0.000000 3,750 14 Sep 2021 Common Stock 3,750 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +12,204 $0.000000 12,204 14 Sep 2021 Common Stock 12,204 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +6,250 $0.000000 6,250 14 Sep 2021 Common Stock 6,250 $17.00 Direct F10
transaction DICE Stock Option (right to buy) Award $0 +7,500 $0.000000 7,500 14 Sep 2021 Common Stock 7,500 $17.00 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares of Common Stock reported in the Reporting Holder's Form 3 reflected the conversion of derivative securities based on the midpoint of the Issuer's initial public offering range of $16.00 per share. The number of shares of Common Stock reflected in this Form 4 reflects the adjusted number of shares issued based on the higher initial public offering price of $17.00 per share, and does not reflect a disposition of shares.
F2 Certain of the shares are subject to the Issuer's right of repurchase if underlying vesting conditions are not met.
F3 The option is fully vested and exercisable.
F4 The option vests as to 1/48th of the total shares monthly, beginning January 1, 2018, subject to the Reporting Holder's continuing employment with the Registrant.
F5 The option vests as to 1/48th of the total shares monthly, beginning February 28, 2019, subject to the Reporting Holder's continuing employment with the Registrant.
F6 The option vests as to 1/48th of the total shares monthly, beginning September 10, 2019, subject to the Reporting Holder's continuing employment with the Registrant.
F7 The option vests as to 1/48th of the total shares monthly, beginning January 1, 2020, subject to the Reporting Holder's continuing employment with the Registrant.
F8 The option vests as to 1/48th of the total shares monthly, beginning August 27, 2020, subject to the Reporting Holder's continuing employment with the Registrant.
F9 The option vests as to 1/48th of the total shares monthly, beginning March 18, 2021, subject to the Reporting Holder's continuing employment with the Registrant.
F10 The option vests as to 1/48th of the total shares monthly, beginning August 20, 2021, subject to the Reporting Holder's continuing employment with the Registrant.