Scott M. Robertson - 14 Sep 2021 Form 4 Insider Report for DICE Therapeutics, Inc.

Role
CFO & CBO
Signature
/s/ J. Kevin Judice as attorney-in-fact for Scott M. Robertson
Issuer symbol
N/A
Transactions as of
14 Sep 2021
Net transactions value
$0
Form type
4
Filing time
16 Sep 2021, 21:21:12 UTC
Next filing
19 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DICE Common Stock 216,750 14 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DICE Stock Option (right to buy) Award $0 +7,191 $0.000000 7,191 14 Sep 2021 Common Stock 7,191 $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +771 $0.000000 771 14 Sep 2021 Common Stock 771 $17.00 Direct F3
transaction DICE Stock Option (right to buy) Award $0 +20,751 $0.000000 20,751 14 Sep 2021 Common Stock 20,751 $17.00 Direct F4
transaction DICE Stock Option (right to buy) Award $0 +2,688 $0.000000 2,688 14 Sep 2021 Common Stock 2,688 $17.00 Direct F5
transaction DICE Stock Option (right to buy) Award $0 +9,095 $0.000000 9,095 14 Sep 2021 Common Stock 9,095 $17.00 Direct F6
transaction DICE Stock Option (right to buy) Award $0 +16,595 $0.000000 16,595 14 Sep 2021 Common Stock 16,595 $17.00 Direct F7
transaction DICE Stock Option (right to buy) Award $0 +15,000 $0.000000 15,000 14 Sep 2021 Common Stock 15,000 $17.00 Direct F8
transaction DICE Stock Option (right to buy) Award $0 +9,750 $0.000000 9,750 14 Sep 2021 Common Stock 9,750 $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +920 $0.000000 920 14 Sep 2021 Common Stock 920 $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +20,000 $0.000000 20,000 14 Sep 2021 Common Stock 20,000 $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +2,500 $0.000000 2,500 14 Sep 2021 Common Stock 2,500 $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +7,500 $0.000000 7,500 14 Sep 2021 Common Stock 7,500 $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +11,250 $0.000000 11,250 14 Sep 2021 Common Stock 11,250 $17.00 Direct F9
transaction DICE Stock Option (right to buy) Award $0 +5,000 $0.000000 5,000 14 Sep 2021 Common Stock 5,000 $17.00 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares of Common Stock reported in the Reporting Holder's Form 3 reflected the conversion of derivative securities based on the midpoint of the Issuer's initial public offering range of $16.00 per share. The number of shares of Common Stock reflected in this Form 4 reflects the adjusted number of shares issued based on the higher initial public offering price of $17.00 per share, and does not reflect a disposition of shares.
F2 Certain of the shares are subject to the Issuer's right of repurchase if underlying vesting conditions are not met.
F3 The option is fully vested and exercisable.
F4 The option vests as to 1/48th of the total shares monthly, beginning December 1, 2017, subject to the Reporting Holder's continuing employment with the Registrant.
F5 The option vests as to 1/48th of the total shares monthly, beginning February 28, 2019, subject to the Reporting Holder's continuing employment with the Registrant.
F6 The option vests as to 1/48th of the total shares monthly, beginning August 27, 2020, subject to the Reporting Holder's continuing employment with the Registrant.
F7 The option vests as to 1/48th of the total shares monthly, beginning January 1, 2021, subject to the Reporting Holder's continuing employment with the Registrant.
F8 The option vests as to 1/48th of the total shares monthly, beginning August 2, 2021, subject to the Reporting Holder's continuing employment with the Registrant.
F9 The option vests as to 1/48th of the total shares monthly, beginning August 20, 2021, subject to the Reporting Holder's continuing employment with the Registrant.