Scott Reasoner - Sep 15, 2021 Form 4 Insider Report for Cloudera, Inc. (CLDR)

Role
Chief Accounting Officer
Signature
/s/ Scott Reasoner by David Howard, Attorney-in-Fact
Stock symbol
CLDR
Transactions as of
Sep 15, 2021
Transactions value $
-$517,111
Form type
4
Date filed
9/16/2021, 08:23 PM
Previous filing
Sep 16, 2021
Next filing
Oct 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLDR Common Stock Options Exercise +3.42K +3.7% 95.6K Sep 15, 2021 Direct F1
transaction CLDR Common Stock Options Exercise +1.14K +1.19% 96.8K Sep 15, 2021 Direct F1
transaction CLDR Common Stock Options Exercise +23.9K +24.66% 121K Sep 15, 2021 Direct F1
transaction CLDR Common Stock Options Exercise +8.19K +6.79% 129K Sep 15, 2021 Direct F1
transaction CLDR Common Stock Tax liability -$289K -18.1K -14.09% $15.93 111K Sep 15, 2021 Direct F2
transaction CLDR Common Stock Sale -$228K -14.3K -12.94% $15.92 96.3K Sep 15, 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Unit Options Exercise $0 -3.42K -16.67% $0.00 17.1K Sep 15, 2021 Common Stock 3.42K Direct F1, F5
transaction CLDR Restricted Stock Unit Options Exercise $0 -1.14K -16.66% $0.00 5.69K Sep 15, 2021 Common Stock 1.14K Direct F1, F6
transaction CLDR Restricted Stock Unit Options Exercise $0 -23.9K -33.33% $0.00 47.7K Sep 15, 2021 Common Stock 23.9K Direct F1, F7
transaction CLDR Restricted Stock Unit Options Exercise $0 -8.19K -10% $0.00 73.7K Sep 15, 2021 Common Stock 8.19K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F2 Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F3 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F4 Represents the weighted average sales price per share. The shares sold at prices ranging from $15.92 to $15.93 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F5 The RSUs will vest 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2018, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F6 The RSUs will vest 1/16th of the total number of shares on March 15, 2019 and thereafter vest as to 1/16th of the total number of RSUs in equal quarterly installments, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F7 The RSUs will vest 1/8th of the total number of shares on June 15, 2020 and thereafter vest as to 1/8th of the total number of shares in equal quarterly installments until 100% vested, subject to the Reporting Person's continued service through each vesting date.
F8 The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.