Robert G. Bearden - 10 Sep 2021 Form 4 Insider Report for Cloudera, Inc.

Role: Chief Executive Officer, Director
Signature: /s/ Robert Bearden by David Howard, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 10 Sep 2021
Net transactions value: -$1,428,762
Form type: 4
Filing time: 16 Sep 2021, 20:11:54 UTC
Previous filing: 16 Sep 2021
Next filing: 13 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CLDR	Common Stock	Gift	$0	-6,300	-2.1%	$0.000000	294,223	10 Sep 2021	Direct
transaction	CLDR	Common Stock	Options Exercise		+64,165	+22%		358,388	15 Sep 2021	Direct	F1
transaction	CLDR	Common Stock	Options Exercise		+134,702	+38%		493,090	15 Sep 2021	Direct	F1
transaction	CLDR	Common Stock	Tax liability	$1,428,762	-89,690	-18%	$15.93	403,400	15 Sep 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CLDR	Restricted Stock Unit	Options Exercise	$0	-64,165	-10%	$0.000000	577,491	15 Sep 2021	Common Stock	64,165		Direct	F1, F3
transaction	CLDR	Restricted Stock Unit	Options Exercise	$0	-134,702	-25%	$0.000000	398,513	15 Sep 2021	Common Stock	134,702		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F2	Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F3	The RSUs will vest as to 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
F4	538,809 of the RSUs vest in four equal quarterly installments commencing March 15, 2021 and 263,810 of the RSUs vest in four equal quarterly installments commencing on March 15, 2022.