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Signature
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/s/ Jess Jankowski under UPA for Kevin Cureton
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Stock symbol
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NANX
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Transactions as of
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Sep 14, 2021
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Transactions value $
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-$59,197
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Form type
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4
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Date filed
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9/16/2021, 06:07 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
NANX |
Common Stock |
Options Exercise |
$15.6K |
+52K |
|
$0.30* |
52K |
Sep 14, 2021 |
Direct |
F1 |
transaction |
NANX |
Common Stock |
Sale |
-$6.44K |
-2.8K |
-5.38% |
$2.30 |
49.2K |
Sep 14, 2021 |
Direct |
F2 |
transaction |
NANX |
Common Stock |
Sale |
-$12.3K |
-5.35K |
-10.87% |
$2.30 |
43.9K |
Sep 15, 2021 |
Direct |
F2 |
transaction |
NANX |
Common Stock |
Sale |
-$37.7K |
-17K |
-38.77% |
$2.22 |
26.9K |
Sep 16, 2021 |
Direct |
F2 |
transaction |
NANX |
Common Stock |
Sale |
-$2.71K |
-1.2K |
-4.47% |
$2.26 |
25.7K |
Sep 16, 2021 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
NANX |
Common Stock (right to purchase) |
Options Exercise |
-$15.6K |
-52K |
-100% |
$0.30* |
0 |
Sep 14, 2021 |
Common Stock |
52K |
$0.30 |
Direct |
F3, F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
48K |
Sep 14, 2021 |
Common Stock |
48K |
$0.42 |
Direct |
F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
75K |
Sep 14, 2021 |
Common Stock |
75K |
$0.52 |
Direct |
F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
50K |
Sep 14, 2021 |
Common Stock |
50K |
$0.44 |
Direct |
F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
43.5K |
Sep 14, 2021 |
Common Stock |
43.5K |
$0.42 |
Direct |
F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
50K |
Sep 14, 2021 |
Common Stock |
50K |
$0.68 |
Direct |
F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
80K |
Sep 14, 2021 |
Common Stock |
80K |
$0.82 |
Direct |
F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
16.5K |
Sep 14, 2021 |
Common Stock |
16.5K |
$0.51 |
Direct |
F4 |
holding |
NANX |
Common Stock (right to purchase) |
|
|
|
|
|
90K |
Sep 14, 2021 |
Common Stock |
90K |
$0.45 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Mr. Cureton has exercised shares from his November 28, 2012 option grant to avoid the risk of expiration. In light of the blackout requirements within the Company's Policy on Insider Trading, limited trading windows exist during which these transactions can be completed. Subsequent to exercise, he has sold the shares reported above in order to satisfy the costs of exercise and the required income tax withholdings.