Patrick Harshman - Sep 14, 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role: President and CEO, Director
Signature: /s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol: HLIT
Transactions as of: Sep 14, 2021
Transactions value $: -$2,377,535
Form type: 4
Date filed: 9/16/2021, 05:25 PM
Previous filing: Sep 13, 2021
Next filing: Nov 17, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLIT	Common Stock	Options Exercise	$1.29M	+170K	+16.63%	$7.58	1.19M	Sep 14, 2021	Direct
transaction	HLIT	Common Stock	Sale	-$1.52M	-170K	-14.26%	$8.95	1.02M	Sep 14, 2021	Direct
transaction	HLIT	Common Stock	Options Exercise	$733K	+96.7K	+9.46%	$7.58	1.12M	Sep 15, 2021	Direct
transaction	HLIT	Common Stock	Sale	-$856K	-96.7K	-8.64%	$8.85	1.02M	Sep 15, 2021	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HLIT	Stock Option/Right to Buy	Options Exercise	-$1.29M	-170K	-63.75%	$7.58	96.7K	Sep 14, 2021	Common Stock	170K	$7.58	Direct
transaction	HLIT	Stock Option/Right to Buy	Options Exercise	-$733K	-96.7K	-100%	$7.58	0	Sep 15, 2021	Common Stock	96.7K	$7.58	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.