PATRICK HARSHMAN - 14 Sep 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Issuer symbol
HLIT
Transactions as of
14 Sep 2021
Net transactions value
-$2,377,535
Form type
4
Filing time
16 Sep 2021, 17:25:01 UTC
Previous filing
13 Sep 2021
Next filing
17 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $1,288,623 +170,003 +17% $7.58 1,192,298 14 Sep 2021 Direct
transaction HLIT Common Stock Sale $1,521,952 -170,003 -14% $8.95 1,022,295 14 Sep 2021 Direct
transaction HLIT Common Stock Options Exercise $732,713 +96,664 +9.5% $7.58 1,118,959 15 Sep 2021 Direct
transaction HLIT Common Stock Sale $855,583 -96,664 -8.6% $8.85 1,022,295 15 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to Buy Options Exercise $1,288,623 -170,003 -64% $7.58 96,664 14 Sep 2021 Common Stock 170,003 $7.58 Direct
transaction HLIT Stock Option/Right to Buy Options Exercise $732,713 -96,664 -100% $7.58 0 15 Sep 2021 Common Stock 96,664 $7.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.