Patrick Harshman - Sep 14, 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol
HLIT
Transactions as of
Sep 14, 2021
Transactions value $
-$2,377,535
Form type
4
Date filed
9/16/2021, 05:25 PM
Previous filing
Sep 13, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $1.29M +170K +16.63% $7.58 1.19M Sep 14, 2021 Direct
transaction HLIT Common Stock Sale -$1.52M -170K -14.26% $8.95 1.02M Sep 14, 2021 Direct
transaction HLIT Common Stock Options Exercise $733K +96.7K +9.46% $7.58 1.12M Sep 15, 2021 Direct
transaction HLIT Common Stock Sale -$856K -96.7K -8.64% $8.85 1.02M Sep 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to Buy Options Exercise -$1.29M -170K -63.75% $7.58 96.7K Sep 14, 2021 Common Stock 170K $7.58 Direct
transaction HLIT Stock Option/Right to Buy Options Exercise -$733K -96.7K -100% $7.58 0 Sep 15, 2021 Common Stock 96.7K $7.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.