John David Schachtel - 14 Sep 2021 Form 4 Insider Report for Regional Management Corp. (RM)

Role
EVP and COO
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Issuer symbol
RM
Transactions as of
14 Sep 2021
Net transactions value
-$638,724
Form type
4
Filing time
16 Sep 2021, 16:35:32 UTC
Previous filing
14 Sep 2021
Next filing
14 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Sale $124,680 -2,052 -4.3% $60.76 45,139 14 Sep 2021 Direct F1, F2
transaction RM Common Stock Sale $306,340 -4,965 -11% $61.70 40,174 14 Sep 2021 Direct F1, F3
transaction RM Common Stock Sale $207,704 -3,335 -8.3% $62.28 36,839 14 Sep 2021 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Trading Plan adopted on August 6, 2021, under which the reporting person intends to sell up to 13,000 shares. The Rule 10b5-1 Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.08 to $61.04, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.08 to $62.07, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.10 to $62.67, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.