Travis Boersma - Sep 14, 2021 Form 3 Insider Report for Dutch Bros Inc. (BROS)

Role
Executive Chairman of Board, Director, 10%+ Owner
Signature
/s/ Allison Peth, as Attorney-in-Fact for Travis Boersma
Stock symbol
BROS
Transactions as of
Sep 14, 2021
Transactions value $
$0
Form type
3
Date filed
9/15/2021, 09:13 PM
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BROS Class A Common Stock 15.6K Sep 14, 2021 By DM Trust Aggregator, LLC
holding BROS Class A Common Stock 9.82K Sep 14, 2021 By DM Individual Aggregator, LLC
holding BROS Class B Common Stock 43.4M Sep 14, 2021 By DM Trust Aggregator, LLC
holding BROS Class B Common Stock 27.3M Sep 14, 2021 By DM Individual Aggregator, LLC
holding BROS Class B Common Stock 714K Sep 14, 2021 By DMI Holdco LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BROS Class A Common Units Sep 14, 2021 Class A Common Stock 43.4M By DM Trust Aggregator, LLC F1
holding BROS Class A Common Units Sep 14, 2021 Class A Common Stock 27.3M By DM Individual Aggregator, LLC F1
holding BROS Class A Common Units Sep 14, 2021 Class A Common Stock 714K By DMI Holdco LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Class A Common Units of Dutch Mafia, LLC, the operating company of Issuer. Class A Common Units, together with an equal number of shares of Class B Common Stock, neither of which have an expiration, are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock shall be canceled by the Issuer.